InsiderTrade.AITM

RegTech Intelligence

SEBI insider trading compliance, intelligently simplified.

InsiderTrade.AI turns SEBI's complex insider trading framework into entity-specific answers, risk control mechanisms, and inspection-ready guidance — grounded in actual regulations and SEBI orders.

Grounded in real SEBI orders
Source-cited answers
Entity-specific by design
The compliance gap

Insider trading rules are dense. The penalties are not.

01 / SCATTERED

Regulations everywhere

PIT, PFUTP, LODR, circulars, FAQs and amendments live in dozens of PDFs. Finding the one provision that applies to your entity takes hours.

02 / GENERIC

One-size answers don't fit

A listed company (Main Board / SME), Mutual Fund / AMC, Broker, Auditor / Consultants and other intermediaries face different obligations. Generic guidance misses the entity-specific nuance that matters in a regulatory review.

03 / REACTIVE

Inspections catch you off-guard

Without a structured readiness framework, teams scramble when SEBI comes knocking — and learn about gaps only after they become findings.

The platform

Eight Layers of the PIT Compliance Framework.

A complete, integrated stack — from the regulatory foundation up to a live demo. Every layer is grounded in primary SEBI sources, organised by entity type, and cited to source.

L1
Regulatory Foundation
PIT Reg 2–9A · Sch B & C
The Complete Reference Map
PIT Regulations at a Glance, Key Definitions Quick Reference, and the Master Regulatory Compliance Checklist — your source of guidance for what the rules actually say.
PIT Regulation MapDefinitionsAmendment Tracker
L2
Policy Framework
PIT Reg 3, 9 · Sch B
Board-Ready Policy Templates
Schedule-B mapped Code of Conduct, Whistle-Blower Policy, Legitimate Purpose Policy and Board Adoption Resolution — all in board-approved template form.
Code of ConductWB PolicyLegitimate Purpose Policy
L3
Operational Procedures
PIT Reg 4, 5, 7, 9 · Sch B
Day-to-Day Compliance Operations
Pre-Clearance, Trading Window Management (incl. ESOP / Buyback / Rights), SDD with all UPSI Event Categories, Trading Plans, and Compliance Officer Day-1 Setup — plus every form, format and template you need.
Pre-ClearanceTrading WindowSDDContra-Trade
L4
Control Architecture
Sch B · SEBI Cybersecurity
Risk, Surveillance & Escalation
Risk Control Matrix, Quarterly Risk Scoring for the Audit Committee, Trade Surveillance Framework (DP Review · Pattern Monitoring · Event-Trade Correlation), Escalation Matrix, and Exchange Circular Compliance Reference Map.
Risk Control MatrixTrade SurveillanceEscalation Matrix
L5
Legal Intelligence
SEBI Act Sec 15G · PFUTP
Judgements, Penalties & Board Liability
Key Judgements from the Last Five Years, Complete Reference to Penalties for Non-Compliance, and a Board / Senior Management Accountability Framework spanning PIT, PFUTP, LODR and the Companies Act.
Top JudgementsEnforcement OrdersSAT / SC Decisions
L6
Continuous Compliance
PIT Reg 9 · LODR Reg 30
Stay Current, Always
A Periodical Update Framework, an Annual Compliance Calendar and a SEBI / Exchange Circular Tracker.
Circular TrackerAmendment Alerts
L7
Annexures
Forms · Policies · Frameworks
Ready-to-Use Reference Library
Eleven annexures covering every operational form, policy template and specialised framework — from daily compliance logs to glossary of acronyms.
A · Forms F.1 to F.8 + Daily Compliance LogB · Code of Practices for Fair Disclosure of UPSIC · Chinese Wall / Information Barriers PolicyD · Restricted / Grey / Watch List ProtocolE · PIT ↔ SAST ↔ LODR Overlap MatrixF · Material Subsidiary UPSI FrameworkG · PIT Reg 9A Independent Internal Audit ProgrammeH · SEBI Settlement Mechanism WorkflowI · Cross-Listed Company Overlay (US / UK / India)J · ADR / GDR & FPI Insider FrameworkK · Glossary of Acronyms & Defined Terms
L8
Demo
Try the Platform Live
If you need a free demo, please write to us at Info@InsiderTrade.AI

Legal Judgement Intelligence — Front Running

SEBI's enforcement orders distinguish traditional front-running patterns from the extended patterns identified in the matter of Rohit Salgaocar, Ketan Parekh and others (WTM order, 2025). We cover the full taxonomy so your surveillance and policy framework can detect every variant.

BBS
Buy → Buy → Sell
FR buys ahead of the client's buy; the client's large buy pushes price up; FR sells (squares off) into the rise.
SSB
Sell → Sell → Buy
FR short-sells ahead of the client's sell; the client's large sell pushes price down; FR buys back (squares off) at the lower price.
BBSB
Buy → Buy → Sell → Buy
FR buys ahead of the Big Client's buy; matches the client's buy with a LARGER sell (creating a short on the excess); then buys to square off the excess short as the price retraces during the day. Payoff exceeds a plain BBS.
SSBS
Sell → Sell → Buy → Sell
Converse of BBSB. FR sells ahead of the client's sell; matches the client's sell with a LARGER buy (creating a long on the excess); then sells to square off the excess long as the price retraces.
SBS
Sell → Buy → Sell
Further variant identified in the order — FR's excess position built and squared off around the Big Client's order using the post-order retracement.
BSB
Buy → Sell → Buy
Mirror of SBS. FR builds and squares off the excess position using the price retracement after the Big Client's order executes.
Source: SEBI WTM ex-parte interim order, In the matter of extended front running by Rohit Salgaocar, Ketan Parekh and others (2025). Each pattern in the platform is mapped to specific SEBI orders, the regulations breached, and the control mechanisms a Compliance Officer can deploy to detect them.
How it works

Grounded answers, not guesses.

A retrieval-first design means every response is anchored to your own curated regulatory knowledge base before any AI generation happens.

1

Tell us your entity

Listed company, broker, AMC, or intermediary — the platform tailors every answer to your specific obligations.

2

Ask in plain language

Type any question. No need to know which regulation or circular it lives in — the system finds it.

3

Retrieved from source

Your knowledge base of regulations, RCM and SEBI orders is searched first, with the exact provision retrieved.

4

Answered & cited

You get a clear answer with the source reference — and AI fallback only when the knowledge base falls short.

Who it's for

Built for every regulated entity.

Each entity type has its own compliance stack, risk mechanisms and relevant judgements — so the guidance is never generic.

Listed Companies
AMC / Mutual Fund
Brokers
Compliance Officers
Auditors / Consultants
Other Intermediaries
Pricing

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